Unclaimed Profile

Gerald Stephen Connolly

GRIMES & COMPANY, INC.·WESTBOROUGH, Massachusetts

SIE, Series 7, Series 24, Series 63, Series 65, Series 79TO, Series 99TOCFPClean record29 years registeredGRIMES & COMPANY, INC.

110 TURNPIKE RD, WESTBOROUGH, MA 01581CRD# 1594715Firm CRD# 109420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Stephen Connolly · WESTBOROUGH, MA

Registration

CRD #1594715 · GRIMES & COMPANY, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRIMES & COMPANY, INC.

GRIMES & COMPANY, INC.

Apr 1997 – Jan 2024

WESTBOROUGH, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · April 23, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRIMES & COMPANY, INC.

CRD 109420 · SEC 801-57193

AUM

$4.9B

Regulatory assets under management

Employees

8,908 client accounts

Services offered by GRIMES & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRIMES & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does Gerald Stephen Connolly offer?

Gerald Stephen Connolly specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Gerald Stephen Connolly's credentials?

Gerald Stephen Connolly holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gerald Stephen Connolly located?

Gerald Stephen Connolly is based in WESTBOROUGH, Massachusetts, last registered with GRIMES & COMPANY, INC..

How does Gerald Stephen Connolly charge for services?

Gerald Stephen Connolly's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRIMES & COMPANY, INC.?

GRIMES & COMPANY, INC. has approximately 37 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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