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Thomas Francis Troy

CAPITAL FORMATION GROUP, INC.·WELLESLEY, Massachusetts
SIE, Series 3, Series 5, Series 7, Series 15, Series 24, Series 63Clean recordCAPITAL FORMATION GROUP, INC.
60 WALNUT STREET, WELLESLEY, MA 02481CRD# 1176479Firm CRD# 110958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Francis Troy · WELLESLEY, MA
Registration
CRD #1176479 · CAPITAL FORMATION GROUP, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 5
Series 7
Series 15
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CAPITAL FORMATION GROUP, INC.
CRD 110958 · SEC 801-24315
AUM
$2M
Regulatory assets under management
Employees
5
2 client accounts
Services offered by CAPITAL FORMATION GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CAPITAL FORMATION GROUP, INC. →
Introduction

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Frequently Asked Questions

What services does Thomas Francis Troy offer?
Thomas Francis Troy specializes in Financial Planning, Investment Management. Contact their office in WELLESLEY, Massachusetts for a consultation.
What are Thomas Francis Troy's credentials?
Thomas Francis Troy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Francis Troy located?
Thomas Francis Troy is based in WELLESLEY, Massachusetts, working with CAPITAL FORMATION GROUP, INC.. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.
How does Thomas Francis Troy charge for services?
Thomas Francis Troy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL FORMATION GROUP, INC.?
CAPITAL FORMATION GROUP, INC. has approximately 5 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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