Unclaimed Profile

Jeffrey Charles Smith

WELLESLEY INVESTMENT PARTNERS, LLC·WELLESLEY, Massachusetts

Series 6, Series 7, Series 9, Series 10, Series 63, Series 66Clean record23 years registeredWELLESLEY INVESTMENT PARTNERS, LLC

47 CHURCH STREET, WELLESLEY, MA 02482CRD# 4163198Firm CRD# 144984

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Charles Smith · WELLESLEY, MA

Registration

CRD #4163198 · WELLESLEY INVESTMENT PARTNERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

PEAK FINANCIAL MANAGEMENT INC

Sep 2014 – present

WELLESLEY INVESTMENT PARTNERS, LLC

Jan 2010 – Aug 2014

WELLESLEY, MA

BEAUMONT FINANCIAL PARTNERS LLC

May 2005 – Dec 2009

WELLESLEY HILLS, MA

STRATEGIC ADVISERS, INC.

Jun 2003 – Mar 2005

FRAMINGHAM, MA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · June 13, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLESLEY INVESTMENT PARTNERS, LLC

CRD 144984 · SEC 801-68361

AUM

$420M

Regulatory assets under management

Employees

617 client accounts

Services offered by WELLESLEY INVESTMENT PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLESLEY INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Charles Smith offer?

Jeffrey Charles Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WELLESLEY, Massachusetts for a consultation.

What are Jeffrey Charles Smith's credentials?

Jeffrey Charles Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Charles Smith located?

Jeffrey Charles Smith is based in WELLESLEY, Massachusetts, working with WELLESLEY INVESTMENT PARTNERS, LLC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.

How does Jeffrey Charles Smith charge for services?

Jeffrey Charles Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLESLEY INVESTMENT PARTNERS, LLC?

WELLESLEY INVESTMENT PARTNERS, LLC has approximately 9 employees and manages $420M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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