Unclaimed Profile

David Alexander Rourke

STRATEGIC PLANNING GROUP, INC.·WELLESLEY, Massachusetts

Series 6, Series 22, Series 63, Series 6521 years registeredSTRATEGIC PLANNING GROUP, INC.

57 RIVER STREET, WELLESLEY, MA 02481CRD# 2089364Firm CRD# 124855

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Alexander Rourke · WELLESLEY, MA

Registration

CRD #2089364 · STRATEGIC PLANNING GROUP, INC. · 21 years registered

Brand Profile

Not yet started

Career History

STRATEGIC PLANNING GROUP, INC.

Feb 2005 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Series 65

Registration record

First registered · February 7, 2005

Years registered · 21

Disclosure History

2019Regulatory·Final

2010Customer Dispute·Pending

2009Customer Dispute·Pending

2006Regulatory·Final

2005Regulatory·Final

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

STRATEGIC PLANNING GROUP, INC.

CRD 124855 · SEC 801-72178

AUM

$184M

Regulatory assets under management

Employees

722 client accounts

Services offered by STRATEGIC PLANNING GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC PLANNING GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does David Alexander Rourke offer?

David Alexander Rourke specializes in Financial Planning, Investment Management. Contact their office in WELLESLEY, Massachusetts for a consultation.

What are David Alexander Rourke's credentials?

David Alexander Rourke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Alexander Rourke located?

David Alexander Rourke is based in WELLESLEY, Massachusetts, working with STRATEGIC PLANNING GROUP, INC.. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.

How does David Alexander Rourke charge for services?

David Alexander Rourke's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC PLANNING GROUP, INC.?

STRATEGIC PLANNING GROUP, INC. has approximately 3 employees and manages $184M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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