Unclaimed Profile

Shawn Michael Mccarthy

LITTLE HOUSE CAPITAL, LLC·TOPSFIELD, Massachusetts

Clean record8 years registeredLITTLE HOUSE CAPITAL, LLC

6 PARK STREET, TOPSFIELD, MA 01983CRD# 6877912Firm CRD# 290070

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Michael Mccarthy · TOPSFIELD, MA

Registration

CRD #6877912 · LITTLE HOUSE CAPITAL, LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LITTLE HOUSE CAPITAL, LLC

ESSEX PRIVATE WEALTH MANAGEMENT, LLC

Apr 2019 – Jun 2021

TOPSFIELD, MA

LITTLE HOUSE CAPITAL, LLC

Dec 2017 – Apr 2019

TOPSFIELD, MA

Registrations & Exams

Registration record

First registered · December 1, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LITTLE HOUSE CAPITAL, LLC

CRD 290070 · SEC 801-111981

AUM

$532M

Regulatory assets under management

Employees

610 client accounts

Services offered by LITTLE HOUSE CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LITTLE HOUSE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Shawn Michael Mccarthy offer?

Shawn Michael Mccarthy specializes in Financial Planning, Investment Management, Wealth Management.

What are Shawn Michael Mccarthy's credentials?

Shawn Michael Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Michael Mccarthy located?

Shawn Michael Mccarthy is based in TOPSFIELD, Massachusetts, last registered with LITTLE HOUSE CAPITAL, LLC.

How does Shawn Michael Mccarthy charge for services?

Shawn Michael Mccarthy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LITTLE HOUSE CAPITAL, LLC?

LITTLE HOUSE CAPITAL, LLC has approximately 8 employees and manages $532M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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