AdvisorOS Directory
Claim Profile
Unclaimed Profile
JB

James Theodore Barker

BARKER FINANCIAL GROUP, INC.·TOPSFIELD, Massachusetts
Series 6, Series 7, Series 22, Series 24, Series 63Clean record28 years registeredBARKER FINANCIAL GROUP, INC.
10 SOUTH MAIN STREET, TOPSFIELD, MA 01983CRD# 1622909Firm CRD# 116817

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Theodore Barker · TOPSFIELD, MA
Registration
CRD #1622909 · BARKER FINANCIAL GROUP, INC. · 28 years registered
Brand Profile
Not yet started
01

Career History

APELLA WEALTH
Jan 2025 – present
BARKER FINANCIAL GROUP, INC.
Jan 1998 – Mar 2025
TOPSFIELD, MA
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 24
Series 63
Registration record
First registered · January 4, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BARKER FINANCIAL GROUP, INC.
CRD 116817 · SEC 801-79411
AUM
$209M
Regulatory assets under management
Employees
3
595 client accounts
Services offered by BARKER FINANCIAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BARKER FINANCIAL GROUP, INC. →
Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TOPSFIELD?

Browse all registered financial advisors in TOPSFIELD, Massachusetts or claim this profile if it's yours.

Browse TOPSFIELD AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does James Theodore Barker offer?
James Theodore Barker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TOPSFIELD, Massachusetts for a consultation.
What are James Theodore Barker's credentials?
James Theodore Barker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Theodore Barker located?
James Theodore Barker is based in TOPSFIELD, Massachusetts, working with BARKER FINANCIAL GROUP, INC.. Their office serves clients in the TOPSFIELD metropolitan area and surrounding communities.
How does James Theodore Barker charge for services?
James Theodore Barker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BARKER FINANCIAL GROUP, INC.?
BARKER FINANCIAL GROUP, INC. has approximately 3 employees and manages $209M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in TOPSFIELD, Massachusetts

Shawn Michael Mccarthy
LITTLE HOUSE CAPITAL, LLC·TOPSFIELD, MA
David Edward Bunker
ESSEX FINANCIAL ADVISORS, INC.·TOPSFIELD, MA
Paul David Fortin
HARBOR ISLAND CAPITAL LLC·TOPSFIELD, MA
Peter Earl Mulholland
ESSEX PRIVATE WEALTH MANAGEMENT, LLC·TOPSFIELD, MA
Brian Andrew Woodland
ESSEX PRIVATE WEALTH MANAGEMENT, LLC·TOPSFIELD, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)
City Guides
BOSTON GuideWELLESLEY GuideWALTHAM GuideBRAINTREE GuideSPRINGFIELD Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile