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James Reginald Moise

LITTLE HOUSE CAPITAL, LLC·BRAINTREE, Massachusetts
Series 7, Series 63, Series 65Clean record5 years registeredLITTLE HOUSE CAPITAL, LLC
35 BRAINTREE HILL PARK, BRAINTREE, MA 02184CRD# 4969885Firm CRD# 290070

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Reginald Moise · BRAINTREE, MA
Registration
CRD #4969885 · LITTLE HOUSE CAPITAL, LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

LITTLE HOUSE CAPITAL, LLC
Jul 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · July 9, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LITTLE HOUSE CAPITAL, LLC
CRD 290070 · SEC 801-111981
AUM
$532M
Regulatory assets under management
Employees
8
610 client accounts
Services offered by LITTLE HOUSE CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LITTLE HOUSE CAPITAL, LLC →
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05

Frequently Asked Questions

What services does James Reginald Moise offer?
James Reginald Moise specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BRAINTREE, Massachusetts for a consultation.
What are James Reginald Moise's credentials?
James Reginald Moise is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Reginald Moise located?
James Reginald Moise is based in BRAINTREE, Massachusetts, working with LITTLE HOUSE CAPITAL, LLC. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.
How does James Reginald Moise charge for services?
James Reginald Moise's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LITTLE HOUSE CAPITAL, LLC?
LITTLE HOUSE CAPITAL, LLC has approximately 8 employees and manages $532M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LITTLE HOUSE CAPITAL, LLC

Jeremy Sundance David
BRAINTREE, MA
Robert Cheney Stimson
BRAINTREE, MA
Shawn Michael Mccarthy
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Robert Byron Murphy
BRAINTREE, MA

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