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Louis Michael Ricciardi

RFG - BRISTOL WEALTH ADVISORS, LLC·TAUNTON, Massachusetts
SIE, Series 5, Series 7, Series 9, Series 10, Series 63, Series 66Clean record20 years registeredRFG - BRISTOL WEALTH ADVISORS, LLC
35 BROADWAY, TAUNTON, MA 02780CRD# 1010465Firm CRD# 330145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Louis Michael Ricciardi · TAUNTON, MA
Registration
CRD #1010465 · RFG - BRISTOL WEALTH ADVISORS, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

BRISTOL WEALTH GROUP
Jul 2024 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Sep 2009 – Jul 2024
TAUNTON, MA
UBS FINANCIAL SERVICES INC.
Apr 2006 – Oct 2009
TAUNTON, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 5
Series 7
Series 9
Series 10
Series 63
Series 66
Registration record
First registered · April 25, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RFG - BRISTOL WEALTH ADVISORS, LLC
CRD 330145 · SEC 801-130278
AUM
$754M
Regulatory assets under management
Employees
8
1,521 client accounts
Services offered by RFG - BRISTOL WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RFG - BRISTOL WEALTH ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Louis Michael Ricciardi offer?
Louis Michael Ricciardi specializes in Financial Planning, Investment Management. Contact their office in TAUNTON, Massachusetts for a consultation.
What are Louis Michael Ricciardi's credentials?
Louis Michael Ricciardi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Louis Michael Ricciardi located?
Louis Michael Ricciardi is based in TAUNTON, Massachusetts, working with RFG - BRISTOL WEALTH ADVISORS, LLC. Their office serves clients in the TAUNTON metropolitan area and surrounding communities.
How does Louis Michael Ricciardi charge for services?
Louis Michael Ricciardi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RFG - BRISTOL WEALTH ADVISORS, LLC?
RFG - BRISTOL WEALTH ADVISORS, LLC has approximately 8 employees and manages $754M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RFG - BRISTOL WEALTH ADVISORS, LLC

Carl Michael Begin
TAUNTON, MA
CFPChFC
Dean Roger Larabee
TAUNTON, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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