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Carl Michael Begin

RFG - BRISTOL WEALTH ADVISORS, LLC·TAUNTON, Massachusetts
SIE, Series 6, Series 7, Series 63, Series 66CFPChFCClean record21 years registeredRFG - BRISTOL WEALTH ADVISORS, LLC
35 BROADWAY, TAUNTON, MA 02780CRD# 3048768Firm CRD# 330145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carl Michael Begin · TAUNTON, MA
Registration
CRD #3048768 · RFG - BRISTOL WEALTH ADVISORS, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

BRISTOL WEALTH GROUP
Jul 2024 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jun 2018 – Jun 2024
Taunton, MA
BEGIN FINANCIAL CONSULTING, INC.
Apr 2008 – Sep 2011
LINCOLN, RI
STRATEGIC POINT INVESTMENT ADVISORS LLC
Jun 2005 – Jul 2006
PROVIDENCE, RI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 66
Registration record
First registered · June 1, 2005
Years registered · 21
Professional designations · CFP, ChFC
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RFG - BRISTOL WEALTH ADVISORS, LLC
CRD 330145 · SEC 801-130278
AUM
$754M
Regulatory assets under management
Employees
8
1,521 client accounts
Services offered by RFG - BRISTOL WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RFG - BRISTOL WEALTH ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Carl Michael Begin offer?
Carl Michael Begin specializes in Financial Planning, Investment Management. Contact their office in TAUNTON, Massachusetts for a consultation.
What are Carl Michael Begin's credentials?
Carl Michael Begin holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Carl Michael Begin located?
Carl Michael Begin is based in TAUNTON, Massachusetts, working with RFG - BRISTOL WEALTH ADVISORS, LLC. Their office serves clients in the TAUNTON metropolitan area and surrounding communities.
How does Carl Michael Begin charge for services?
Carl Michael Begin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RFG - BRISTOL WEALTH ADVISORS, LLC?
RFG - BRISTOL WEALTH ADVISORS, LLC has approximately 8 employees and manages $754M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RFG - BRISTOL WEALTH ADVISORS, LLC

Dean Roger Larabee
TAUNTON, MA
Louis Michael Ricciardi
TAUNTON, MA

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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