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Thomas K Bauer

MML INVESTORS SERVICES, LLC·SPRINGFIELD, Massachusetts
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1295 STATE STREET, SPRINGFIELD, MA 01111-0001CRD# 4759472Firm CRD# 10409
01

About

Thomas K Bauer is a registered financial advisor based in SPRINGFIELD, Massachusetts, affiliated with MML INVESTORS SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC
AUM
$72.8B
Regulatory assets under management
Employees
7130
Total firm employees
View all advisors at MML INVESTORS SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SOLICITORS FEES
Regulatory
SEC/IARD CRD# 4759472
Firm CRD# 10409
7 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas K Bauer offer?
Thomas K Bauer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Massachusetts for a consultation.
What are Thomas K Bauer's credentials?
Thomas K Bauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas K Bauer located?
Thomas K Bauer is based in SPRINGFIELD, Massachusetts, working with MML INVESTORS SERVICES, LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.
How does Thomas K Bauer charge for services?
Thomas K Bauer's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MML INVESTORS SERVICES, LLC?
MML INVESTORS SERVICES, LLC has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SPRINGFIELD
Edward Thomas Heaphy — HEAPHY INVESTMENTS, LLCWendy Ann Benson — MML INVESTORS SERVICES, LLCJames H. Degraffenreidt — MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYPatricia Diaz Dennis — MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYCathy E. Minehan — MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)
City Guides
BOSTON GuideCAMBRIDGE GuideWALTHAM GuideWELLESLEY GuideNEWTON Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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