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Robert Steven Rosenthal

MML INVESTORS SERVICES, LLC·SPRINGFIELD, Massachusetts
SIE, Series 7, Series 24, Series 63Clean recordMML INVESTORS SERVICES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001CRD# 2590788Firm CRD# 10409

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Steven Rosenthal · SPRINGFIELD, MA
Registration
CRD #2590788 · MML INVESTORS SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MML INVESTORS SERVICES, LLC
CRD 10409 · SEC 801-44264
AUM
$72.8B
Regulatory assets under management
Employees
7,130
351,645 client accounts
Services offered by MML INVESTORS SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MML INVESTORS SERVICES, LLC →
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Frequently Asked Questions

What services does Robert Steven Rosenthal offer?
Robert Steven Rosenthal specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Massachusetts for a consultation.
What are Robert Steven Rosenthal's credentials?
Robert Steven Rosenthal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Steven Rosenthal located?
Robert Steven Rosenthal is based in SPRINGFIELD, Massachusetts, working with MML INVESTORS SERVICES, LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.
How does Robert Steven Rosenthal charge for services?
Robert Steven Rosenthal's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MML INVESTORS SERVICES, LLC?
MML INVESTORS SERVICES, LLC has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MML INVESTORS SERVICES, LLC

Jeremy M. Straub
FORT LAUDERDALE, FL
Roy Perez
FORT LAUDERDALE, FL
John Arthur Vaccaro
SPRINGFIELD, MA
Mark Anthony Larose
SPRINGFIELD, MA
Mark Joseph Viviano
SPRINGFIELD, MA
Patrick Thuecks
FORT LAUDERDALE, FL

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Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)HINGHAM (23)
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Research
Advisor Fees in MassachusettsNational Fee Analysis
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