Unclaimed Profile

Susan Joann Scanlon

MML INVESTORS SERVICES, LLC·SPRINGFIELD, Massachusetts

SIE, Series 7, Series 14, Series 24, Series 63, Series 65Clean record25 years registeredMML INVESTORS SERVICES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001CRD# 1371255Firm CRD# 10409

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Joann Scanlon · SPRINGFIELD, MA

Registration

CRD #1371255 · MML INVESTORS SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

Sep 2016 – Mar 2017

SPRINGFIELD, MA

MMLISI FINANCIAL ALLIANCES, LLC

Apr 2012 – Nov 2013

SPRINGFIELD, MA

MML INVESTORS SERVICES, LLC

Dec 2005 – Oct 2021

SPRINGFIELD, MA

LINCOLN FINANCIAL ADVISORS CORPORATION

Nov 2000 – Nov 2005

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 65

Registration record

First registered · November 24, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MML INVESTORS SERVICES, LLC

CRD 10409 · SEC 801-44264

AUM

$72.8B

Regulatory assets under management

Employees

7,130

351,645 client accounts

Services offered by MML INVESTORS SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MML INVESTORS SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Susan Joann Scanlon offer?

Susan Joann Scanlon specializes in Financial Planning, Investment Management, Wealth Management.

What are Susan Joann Scanlon's credentials?

Susan Joann Scanlon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Joann Scanlon located?

Susan Joann Scanlon is based in SPRINGFIELD, Massachusetts, last registered with MML INVESTORS SERVICES, LLC.

How does Susan Joann Scanlon charge for services?

Susan Joann Scanlon's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MML INVESTORS SERVICES, LLC?

MML INVESTORS SERVICES, LLC has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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