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Norton Quincy Sloan

SAFFORD NICHOLAS H & CO INC·ROCKPORT, Massachusetts
Series 65Clean record20 years registeredSAFFORD NICHOLAS H & CO INC
9 CLEAVES STREET, ROCKPORT, MA 01966-1520CRD# 4965593Firm CRD# 104740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Norton Quincy Sloan · ROCKPORT, MA
Registration
CRD #4965593 · SAFFORD NICHOLAS H & CO INC · 20 years registered
Brand Profile
Not yet started
01

Career History

SAFFORD NICHOLAS H & CO INC
Sep 2005 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 2, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAFFORD NICHOLAS H & CO INC
CRD 104740 · SEC 801-19482
AUM
$1.8B
Regulatory assets under management
Employees
9
156 client accounts
Services offered by SAFFORD NICHOLAS H & CO INC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SAFFORD NICHOLAS H & CO INC →
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05

Frequently Asked Questions

What services does Norton Quincy Sloan offer?
Norton Quincy Sloan specializes in Investment Management. Contact their office in ROCKPORT, Massachusetts for a consultation.
What are Norton Quincy Sloan's credentials?
Norton Quincy Sloan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Norton Quincy Sloan located?
Norton Quincy Sloan is based in ROCKPORT, Massachusetts, working with SAFFORD NICHOLAS H & CO INC. Their office serves clients in the ROCKPORT metropolitan area and surrounding communities.
How does Norton Quincy Sloan charge for services?
Norton Quincy Sloan's firm is compensated through percentage of aum, subscription fees, other: percentage of assets under other investment advisers' management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFFORD NICHOLAS H & CO INC?
SAFFORD NICHOLAS H & CO INC has approximately 9 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAFFORD NICHOLAS H & CO INC

William Parker Dwyer
ROCKPORT, MA
John East Apthorp Safford
ROCKPORT, MA
Nicholas Heath Safford
ROCKPORT, MA

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