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Norton Quincy Sloan

SAFFORD NICHOLAS H & CO INC·ROCKPORT, Massachusetts
Unclaimed Profile
9 CLEAVES STREET, ROCKPORT, MA 01966-1520CRD# 4965593Firm CRD# 104740
01

About

Norton Quincy Sloan is a registered financial advisor based in ROCKPORT, Massachusetts, affiliated with SAFFORD NICHOLAS H & CO INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
SAFFORD NICHOLAS H & CO INC
SAFFORD NICHOLAS H & CO INC
AUM
$1.8B
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at SAFFORD NICHOLAS H & CO INC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: PERCENTAGE OF ASSETS UNDER OTHER INVESTMENT ADVISERS' MANAGEMENT
Regulatory
SEC/IARD CRD# 4965593
Firm CRD# 104740
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Norton Quincy Sloan offer?
Norton Quincy Sloan specializes in Investment Management. Contact their office in ROCKPORT, Massachusetts for a consultation.
What are Norton Quincy Sloan's credentials?
Norton Quincy Sloan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Norton Quincy Sloan located?
Norton Quincy Sloan is based in ROCKPORT, Massachusetts, working with SAFFORD NICHOLAS H & CO INC. Their office serves clients in the ROCKPORT metropolitan area and surrounding communities.
How does Norton Quincy Sloan charge for services?
Norton Quincy Sloan's firm is compensated through percentage of aum, subscription fees, other: percentage of assets under other investment advisers' management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFFORD NICHOLAS H & CO INC?
SAFFORD NICHOLAS H & CO INC has approximately 9 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ROCKPORT
Nicholas Heath Safford — SAFFORD NICHOLAS H & CO INCJohn East Apthorp Safford — SAFFORD NICHOLAS H & CO INCElizabeth Anne Malcolmson — SAFFORD NICHOLAS H & CO INCJudith Maria Rodrigues — SAFFORD NICHOLAS H & CO INCBruce Edward Holdridge — SINCLAIR, TOTTEN & DERINGER, INC.
Nearby cities in Massachusetts
BOSTON (4228)CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)
City Guides
BOSTON GuideCAMBRIDGE GuideWALTHAM GuideWELLESLEY GuideNEWTON Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
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