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Nicholas Heath Safford

SAFFORD NICHOLAS H & CO INC·ROCKPORT, Massachusetts
Clean recordSAFFORD NICHOLAS H & CO INC
9 CLEAVES STREET, ROCKPORT, MA 01966-1520CRD# 4351904Firm CRD# 104740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Heath Safford · ROCKPORT, MA
Registration
CRD #4351904 · SAFFORD NICHOLAS H & CO INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Nicholas Heath Safford is a registered financial advisor based in ROCKPORT, Massachusetts, affiliated with SAFFORD NICHOLAS H & CO INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
SAFFORD NICHOLAS H & CO INC
SAFFORD NICHOLAS H & CO INC
AUM
$1.8B
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at SAFFORD NICHOLAS H & CO INC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: PERCENTAGE OF ASSETS UNDER OTHER INVESTMENT ADVISERS' MANAGEMENT
Regulatory
SEC/IARD CRD# 4351904
Firm CRD# 104740
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nicholas Heath Safford offer?
Nicholas Heath Safford specializes in Investment Management. Contact their office in ROCKPORT, Massachusetts for a consultation.
What are Nicholas Heath Safford's credentials?
Nicholas Heath Safford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Heath Safford located?
Nicholas Heath Safford is based in ROCKPORT, Massachusetts, working with SAFFORD NICHOLAS H & CO INC. Their office serves clients in the ROCKPORT metropolitan area and surrounding communities.
How does Nicholas Heath Safford charge for services?
Nicholas Heath Safford's firm is compensated through percentage of aum, subscription fees, other: percentage of assets under other investment advisers' management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFFORD NICHOLAS H & CO INC?
SAFFORD NICHOLAS H & CO INC has approximately 9 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAFFORD NICHOLAS H & CO INC

Elizabeth Anne Malcolmson
ROCKPORT, MA
John East Apthorp Safford
ROCKPORT, MA
Judith Maria Rodrigues
ROCKPORT, MA
Norton Quincy Sloan
ROCKPORT, MA
William Parker Dwyer
ROCKPORT, MA
Deborah Porter Safford
ROCKPORT, MA

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