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Nicholas Heath Safford

SAFFORD NICHOLAS H & CO INC·ROCKPORT, Massachusetts
Clean record32 years registeredSAFFORD NICHOLAS H & CO INC
9 CLEAVES STREET, ROCKPORT, MA 01966-1520CRD# 4351904Firm CRD# 104740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Heath Safford · ROCKPORT, MA
Registration
CRD #4351904 · SAFFORD NICHOLAS H & CO INC · 32 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SAFFORD NICHOLAS H & CO INC
SAFFORD NICHOLAS H & CO INC
Apr 1994 – Jun 2025
ROCKPORT, MA
02

Registrations & Exams

Registration record
First registered · April 14, 1994
Years registered · 32
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAFFORD NICHOLAS H & CO INC
CRD 104740 · SEC 801-19482
AUM
$1.8B
Regulatory assets under management
Employees
9
156 client accounts
Services offered by SAFFORD NICHOLAS H & CO INC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SAFFORD NICHOLAS H & CO INC →
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05

Frequently Asked Questions

What services does Nicholas Heath Safford offer?
Nicholas Heath Safford specializes in Investment Management.
What are Nicholas Heath Safford's credentials?
Nicholas Heath Safford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Heath Safford located?
Nicholas Heath Safford is based in ROCKPORT, Massachusetts, last registered with SAFFORD NICHOLAS H & CO INC.
How does Nicholas Heath Safford charge for services?
Nicholas Heath Safford's firm is compensated through percentage of aum, subscription fees, other: percentage of assets under other investment advisers' management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFFORD NICHOLAS H & CO INC?
SAFFORD NICHOLAS H & CO INC has approximately 9 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAFFORD NICHOLAS H & CO INC

William Parker Dwyer
ROCKPORT, MA
John East Apthorp Safford
ROCKPORT, MA
Norton Quincy Sloan
ROCKPORT, MA

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Nearby cities in Massachusetts
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