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John East Apthorp Safford

SAFFORD NICHOLAS H & CO INC·ROCKPORT, Massachusetts
Series 7, Series 63Clean record32 years registeredSAFFORD NICHOLAS H & CO INC
9 CLEAVES STREET, ROCKPORT, MA 01966-1520CRD# 2253077Firm CRD# 104740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John East Apthorp Safford · ROCKPORT, MA
Registration
CRD #2253077 · SAFFORD NICHOLAS H & CO INC · 32 years registered
Brand Profile
Not yet started
01

Career History

SAFFORD NICHOLAS H & CO INC
Apr 1994 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · April 14, 1994
Years registered · 32
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAFFORD NICHOLAS H & CO INC
CRD 104740 · SEC 801-19482
AUM
$1.8B
Regulatory assets under management
Employees
9
156 client accounts
Services offered by SAFFORD NICHOLAS H & CO INC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SAFFORD NICHOLAS H & CO INC →
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05

Frequently Asked Questions

What services does John East Apthorp Safford offer?
John East Apthorp Safford specializes in Investment Management. Contact their office in ROCKPORT, Massachusetts for a consultation.
What are John East Apthorp Safford's credentials?
John East Apthorp Safford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John East Apthorp Safford located?
John East Apthorp Safford is based in ROCKPORT, Massachusetts, working with SAFFORD NICHOLAS H & CO INC. Their office serves clients in the ROCKPORT metropolitan area and surrounding communities.
How does John East Apthorp Safford charge for services?
John East Apthorp Safford's firm is compensated through percentage of aum, subscription fees, other: percentage of assets under other investment advisers' management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFFORD NICHOLAS H & CO INC?
SAFFORD NICHOLAS H & CO INC has approximately 9 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAFFORD NICHOLAS H & CO INC

William Parker Dwyer
ROCKPORT, MA
Norton Quincy Sloan
ROCKPORT, MA
Nicholas Heath Safford
ROCKPORT, MA

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