Unclaimed Profile

Elliot Bruce Herman

PRW WEALTH MANAGEMENT LLC·QUINCY, Massachusetts

SIE, Series 6, Series 7, Series 63CFPClean record10 years registeredPRW WEALTH MANAGEMENT LLC

1 PINE HILL DRIVE, QUINCY, MA 02169CRD# 2368790Firm CRD# 284669

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elliot Bruce Herman · QUINCY, MA

Registration

CRD #2368790 · PRW WEALTH MANAGEMENT LLC · 10 years registered

Brand Profile

Not yet started

Career History

EDELMAN FINANCIAL ENGINES

Nov 2023 – present

PRW WEALTH MANAGEMENT LLC

Nov 2016 – Dec 2023

QUINCY, MA

KESTRA ADVISORY SERVICES, LLC

May 2016 – Dec 2016

QUINCY, MA

NFP ADVISOR SERVICES, LLC

Mar 2016 – Sep 2016

QUINCY, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Registration record

First registered · March 15, 2016

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRW WEALTH MANAGEMENT LLC

CRD 284669 · SEC 801-108258

AUM

$512M

Regulatory assets under management

Employees

648 client accounts

Services offered by PRW WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRW WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Elliot Bruce Herman offer?

Elliot Bruce Herman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in QUINCY, Massachusetts for a consultation.

What are Elliot Bruce Herman's credentials?

Elliot Bruce Herman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Elliot Bruce Herman located?

Elliot Bruce Herman is based in QUINCY, Massachusetts, working with PRW WEALTH MANAGEMENT LLC. Their office serves clients in the QUINCY metropolitan area and surrounding communities.

How does Elliot Bruce Herman charge for services?

Elliot Bruce Herman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRW WEALTH MANAGEMENT LLC?

PRW WEALTH MANAGEMENT LLC has approximately 13 employees and manages $512M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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