Unclaimed Profile

Catherine English Dolphyn

PRW WEALTH MANAGEMENT LLC·QUINCY, Massachusetts

SIE, Series 7, Series 66Clean record16 years registeredPRW WEALTH MANAGEMENT LLC

1 PINE HILL DRIVE, QUINCY, MA 02169CRD# 3234468Firm CRD# 284669

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine English Dolphyn · QUINCY, MA

Registration

CRD #3234468 · PRW WEALTH MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRW WEALTH MANAGEMENT LLC

PRW WEALTH MANAGEMENT LLC

Nov 2016 – May 2022

QUINCY, MA

KESTRA ADVISORY SERVICES, LLC

May 2016 – Dec 2016

QUINCY, MA

NFP ADVISOR SERVICES, LLC

Mar 2016 – Sep 2016

QUINCY, MA

MARINO STRAM & ASSOCIATES

Feb 2012 – Jun 2015

BRAINTREE, MA

SECURITIES AMERICA ADVISORS, INC.

Jul 2010 – Jan 2012

BRAINTREE, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 27, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRW WEALTH MANAGEMENT LLC

CRD 284669 · SEC 801-108258

AUM

$512M

Regulatory assets under management

Employees

648 client accounts

Services offered by PRW WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRW WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Catherine English Dolphyn offer?

Catherine English Dolphyn specializes in Financial Planning, Investment Management, Wealth Management.

What are Catherine English Dolphyn's credentials?

Catherine English Dolphyn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine English Dolphyn located?

Catherine English Dolphyn is based in QUINCY, Massachusetts, last registered with PRW WEALTH MANAGEMENT LLC.

How does Catherine English Dolphyn charge for services?

Catherine English Dolphyn's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRW WEALTH MANAGEMENT LLC?

PRW WEALTH MANAGEMENT LLC has approximately 13 employees and manages $512M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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