Unclaimed Profile

Catherine Vanessa Faddis

GRACE CAPITAL·QUINCY, Massachusetts

Series 65Clean record13 years registeredGRACE CAPITAL

400 CROWN COLONY DRIVE, QUINCY, MA 02169CRD# 4751745Firm CRD# 139771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Vanessa Faddis · QUINCY, MA

Registration

CRD #4751745 · GRACE CAPITAL · 13 years registered

Brand Profile

Not yet started

Career History

ZEVIN ASSET MANAGEMENT, LLC

Jul 2023 – present

EMERGE CAPITAL MANAGEMENT

Nov 2022 – Apr 2024

Boston, MA

FERNWOOD INVESTMENT MANAGEMENT, LLC

Nov 2022 – Aug 2023

QUINCY, MA

GRACE CAPITAL

Sep 2012 – Oct 2022

BOSTON, MA

MASON CAPITAL PARTNERS

Sep 2012 – Dec 2015

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 6, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRACE CAPITAL

CRD 139771 · SEC 801-67731

AUM

$203M

Regulatory assets under management

Employees

49 client accounts

Services offered by GRACE CAPITAL

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GRACE CAPITAL →

Introduction

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Frequently Asked Questions

What services does Catherine Vanessa Faddis offer?

Catherine Vanessa Faddis specializes in Investment Management. Contact their office in QUINCY, Massachusetts for a consultation.

What are Catherine Vanessa Faddis's credentials?

Catherine Vanessa Faddis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Vanessa Faddis located?

Catherine Vanessa Faddis is based in QUINCY, Massachusetts, working with GRACE CAPITAL. Their office serves clients in the QUINCY metropolitan area and surrounding communities.

How does Catherine Vanessa Faddis charge for services?

Catherine Vanessa Faddis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRACE CAPITAL?

GRACE CAPITAL has approximately 4 employees and manages $203M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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