Unclaimed Profile

Richard Howard Fingerman

FINANCIAL PLANNING SOLUTIONS, LLC·NEWTON, Massachusetts

Series 3, Series 6, Series 7, Series 22, Series 63, Series 65Clean record24 years registeredFINANCIAL PLANNING SOLUTIONS, LLC

134 RUMFORD AVE, NEWTON, MA 02466CRD# 1976526Firm CRD# 168211

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Howard Fingerman · NEWTON, MA

Registration

CRD #1976526 · FINANCIAL PLANNING SOLUTIONS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

BEACON POINTE ADVISORS, LLC

Jan 2026 – present

FINANCIAL PLANNING SOLUTIONS, LLC

Sep 2013 – Dec 2025

AUBURNDALE, MA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2013 – Sep 2013

NEWTON, MA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2005 – Dec 2012

NEWTON, MA

CAMBRIDGE INVESTMENT RESERARCH, INC.

Jan 2004 – Mar 2005

NEWTON, MA

CAMBRIDGE INVESTMENT RESERARCH, INC.

Oct 2001 – May 2003

NEWTON, MA

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · October 24, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL PLANNING SOLUTIONS, LLC

CRD 168211 · SEC 801-113221

AUM

$284M

Regulatory assets under management

Employees

1,174 client accounts

Services offered by FINANCIAL PLANNING SOLUTIONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL PLANNING SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Howard Fingerman offer?

Richard Howard Fingerman specializes in Financial Planning, Investment Management. Contact their office in NEWTON, Massachusetts for a consultation.

What are Richard Howard Fingerman's credentials?

Richard Howard Fingerman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Howard Fingerman located?

Richard Howard Fingerman is based in NEWTON, Massachusetts, working with FINANCIAL PLANNING SOLUTIONS, LLC. Their office serves clients in the NEWTON metropolitan area and surrounding communities.

How does Richard Howard Fingerman charge for services?

Richard Howard Fingerman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PLANNING SOLUTIONS, LLC?

FINANCIAL PLANNING SOLUTIONS, LLC has approximately 7 employees and manages $284M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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