Unclaimed Profile

James Michael Philbin

BRAVER WEALTH MANAGEMENT, LLC·NEEDHAM, Massachusetts

Series 7, Series 66Clean record23 years registeredBRAVER WEALTH MANAGEMENT, LLC

117 KENDRICK STREET, NEEDHAM, MA 02494CRD# 3172111Firm CRD# 104747

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Philbin · NEEDHAM, MA

Registration

CRD #3172111 · BRAVER WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRAVER WEALTH MANAGEMENT, LLC

BRAVER WEALTH MANAGEMENT, LLC

May 2003 – Feb 2017

NEWTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRAVER WEALTH MANAGEMENT, LLC

CRD 104747 · SEC 801-26501

AUM

$875M

Regulatory assets under management

Employees

2,609 client accounts

Services offered by BRAVER WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BRAVER WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Michael Philbin offer?

James Michael Philbin specializes in Financial Planning, Investment Management, Wealth Management.

What are James Michael Philbin's credentials?

James Michael Philbin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Philbin located?

James Michael Philbin is based in NEEDHAM, Massachusetts, last registered with BRAVER WEALTH MANAGEMENT, LLC.

How does James Michael Philbin charge for services?

James Michael Philbin's firm is compensated through percentage of aum, hourly charges, other: model provider fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRAVER WEALTH MANAGEMENT, LLC?

BRAVER WEALTH MANAGEMENT, LLC has approximately 21 employees and manages $875M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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