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Carroll William Hayes

CHARLES CARROLL FINANCIAL PARTNERS, LLC·NEEDHAM, Massachusetts
Series 7, Series 9, Series 10, Series 63, Series 65Clean record31 years registeredCHARLES CARROLL FINANCIAL PARTNERS, LLC
1329 HIGHLAND AVENUE, NEEDHAM, MA 02492CRD# 2093305Firm CRD# 147960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carroll William Hayes · NEEDHAM, MA
Registration
CRD #2093305 · CHARLES CARROLL FINANCIAL PARTNERS, LLC · 31 years registered
Brand Profile
Not yet started
01

Career History

MISSION WEALTH MANAGEMENT, LP
Mar 2024 – present
CHARLES CARROLL FINANCIAL PARTNERS, LLC
Aug 2008 – Mar 2024
NEEDHAM, MA
STRATEGIC ADVISERS, INC.
Nov 1994 – Jul 2008
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 9
Series 10
Series 63
Series 65
Registration record
First registered · November 23, 1994
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CHARLES CARROLL FINANCIAL PARTNERS, LLC
CRD 147960 · SEC 801-122036
AUM
$99M
Regulatory assets under management
Employees
2
111 client accounts
Services offered by CHARLES CARROLL FINANCIAL PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CHARLES CARROLL FINANCIAL PARTNERS, LLC →
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05

Frequently Asked Questions

What services does Carroll William Hayes offer?
Carroll William Hayes specializes in Financial Planning, Investment Management. Contact their office in NEEDHAM, Massachusetts for a consultation.
What are Carroll William Hayes's credentials?
Carroll William Hayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carroll William Hayes located?
Carroll William Hayes is based in NEEDHAM, Massachusetts, working with CHARLES CARROLL FINANCIAL PARTNERS, LLC. Their office serves clients in the NEEDHAM metropolitan area and surrounding communities.
How does Carroll William Hayes charge for services?
Carroll William Hayes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHARLES CARROLL FINANCIAL PARTNERS, LLC?
CHARLES CARROLL FINANCIAL PARTNERS, LLC has approximately 2 employees and manages $99M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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