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James Frank Cantelupe

CANTELUPE CAPITAL LLC·MARSHFIELD, Massachusetts
SIE, Series 3, Series 7, Series 31, Series 66Clean record25 years registeredCANTELUPE CAPITAL LLC
892 PLAIN STREET, MARSHFIELD, MA 02050CRD# 4351081Firm CRD# 312474

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Frank Cantelupe · MARSHFIELD, MA
Registration
CRD #4351081 · CANTELUPE CAPITAL LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CANTELUPE CAPITAL LLC
SUMMIT TRAIL ADVISORS, LLC
Jul 2015 – Mar 2021
NEW YORK, NY
BARCLAYS CAPITAL INC.
Jan 2009 – Aug 2015
NEW YORK, NY
LEHMAN BROTHERS INC.
Mar 2007 – Oct 2008
CHICAGO, IL
ALLIANCEBERNSTEIN L.P.
May 2001 – Mar 2007
CHICAGO, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 31
Series 66
Registration record
First registered · May 21, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CANTELUPE CAPITAL LLC
CRD 312474 · SEC 801-120457
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Services offered by CANTELUPE CAPITAL LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CANTELUPE CAPITAL LLC →
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05

Frequently Asked Questions

What services does James Frank Cantelupe offer?
James Frank Cantelupe specializes in Financial Planning, Investment Management.
What are James Frank Cantelupe's credentials?
James Frank Cantelupe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Frank Cantelupe located?
James Frank Cantelupe is based in MARSHFIELD, Massachusetts, last registered with CANTELUPE CAPITAL LLC.
How does James Frank Cantelupe charge for services?
James Frank Cantelupe's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CANTELUPE CAPITAL LLC?
CANTELUPE CAPITAL LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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