Unclaimed Profile

Richard Ros Davis

TRIDENT OS, LLC·MARSHFIELD, Massachusetts

SIE, Series 3, Series 6, Series 7, Series 15, Series 24, Series 63, Series 65Clean record21 years registeredTRIDENT OS, LLC

892 PLAIN STREET, MARSHFIELD, MA 02050CRD# 1082251Firm CRD# 302054

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Ros Davis · MARSHFIELD, MA

Registration

CRD #1082251 · TRIDENT OS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

LPL ENTERPRISE, LLC

Jul 2026 – present

LPL ENTERPRISE, LLC

Jun 2026 – present

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jul 2023 – Jan 2025

North Chatham, MA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Apr 2021 – Nov 2021

BRAINTREE, MA

VIRTUS INVESTMENT ADVISERS, INC.

Sep 2014 – May 2019

WELLESLEY, MA

THE COLONY GROUP OF NAPLES, LLC

Jun 2006 – Jan 2007

NAPLES, FL

THE COLONY GROUP, LLC

May 2005 – Jan 2007

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 15

Series 24

Series 63

Series 65

Registration record

First registered · May 12, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIDENT OS, LLC

CRD 302054 · SEC 801-117662

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by TRIDENT OS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TRIDENT OS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Ros Davis offer?

Richard Ros Davis specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MARSHFIELD, Massachusetts for a consultation.

What are Richard Ros Davis's credentials?

Richard Ros Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Ros Davis located?

Richard Ros Davis is based in MARSHFIELD, Massachusetts, working with TRIDENT OS, LLC. Their office serves clients in the MARSHFIELD metropolitan area and surrounding communities.

How does Richard Ros Davis charge for services?

Richard Ros Davis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIDENT OS, LLC?

TRIDENT OS, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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