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Thomas Joseph Ouellette

OUELLETTE WEALTH ADVISORY LLC·LEXINGTON, Massachusetts
SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record20 years registeredOUELLETTE WEALTH ADVISORY LLC
35 BEDFORD ST, LEXINGTON, MA 02420CRD# 2393313Firm CRD# 289242

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Ouellette · LEXINGTON, MA
Registration
CRD #2393313 · OUELLETTE WEALTH ADVISORY LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

OUELLETTE WEALTH ADVISORY LLC
Sep 2017 – present
TRIAD ADVISORS, LLC
Nov 2015 – Apr 2018
Lexington, MA
LPL FINANCIAL LLC
Feb 2006 – Nov 2015
LEXINGTON, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · February 21, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OUELLETTE WEALTH ADVISORY LLC
CRD 289242 · SEC 801-120970
AUM
$179M
Regulatory assets under management
Employees
7
636 client accounts
Services offered by OUELLETTE WEALTH ADVISORY LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at OUELLETTE WEALTH ADVISORY LLC →
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05

Frequently Asked Questions

What services does Thomas Joseph Ouellette offer?
Thomas Joseph Ouellette specializes in Financial Planning, Investment Management. Contact their office in LEXINGTON, Massachusetts for a consultation.
What are Thomas Joseph Ouellette's credentials?
Thomas Joseph Ouellette is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Ouellette located?
Thomas Joseph Ouellette is based in LEXINGTON, Massachusetts, working with OUELLETTE WEALTH ADVISORY LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.
How does Thomas Joseph Ouellette charge for services?
Thomas Joseph Ouellette's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OUELLETTE WEALTH ADVISORY LLC?
OUELLETTE WEALTH ADVISORY LLC has approximately 7 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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