Unclaimed Profile

Erik Randall Wallin

ONE CHARLES PRIVATE WEALTH SERVICES, LLC·HINGHAM, Massachusetts

SIE, Series 7, Series 31, Series 6621 years registeredONE CHARLES PRIVATE WEALTH SERVICES, LLC

99 DERBY STREET, HINGHAM, MA 02043CRD# 4406538Firm CRD# 286635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Randall Wallin · HINGHAM, MA

Registration

CRD #4406538 · ONE CHARLES PRIVATE WEALTH SERVICES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

ONE CHARLES PRIVATE WEALTH

May 2017 – present

ONE CHARLES PRIVATE WEALTH, LLC

Nov 2015 – Mar 2017

HINGHAM, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2005 – Nov 2015

HYANNIS, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · February 8, 2005

Years registered · 21

Disclosure History

2012Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ONE CHARLES PRIVATE WEALTH SERVICES, LLC

CRD 286635 · SEC 801-109973

AUM

$715M

Regulatory assets under management

Employees

342 client accounts

Services offered by ONE CHARLES PRIVATE WEALTH SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ONE CHARLES PRIVATE WEALTH SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Erik Randall Wallin offer?

Erik Randall Wallin specializes in Financial Planning, Investment Management. Contact their office in HINGHAM, Massachusetts for a consultation.

What are Erik Randall Wallin's credentials?

Erik Randall Wallin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik Randall Wallin located?

Erik Randall Wallin is based in HINGHAM, Massachusetts, working with ONE CHARLES PRIVATE WEALTH SERVICES, LLC. Their office serves clients in the HINGHAM metropolitan area and surrounding communities.

How does Erik Randall Wallin charge for services?

Erik Randall Wallin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: rev share on eligible credit & cash solutions, focus risk sol. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE CHARLES PRIVATE WEALTH SERVICES, LLC?

ONE CHARLES PRIVATE WEALTH SERVICES, LLC has approximately 9 employees and manages $715M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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