Unclaimed Profile

Arthur Robert Oswald

NEW WORLD ADVISORS LLC·HINGHAM, Massachusetts

Clean recordNEW WORLD ADVISORS LLC

350 LINCOLN STREET, HINGHAM, MA 02043CRD# 1191602Firm CRD# 296798

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Robert Oswald · HINGHAM, MA

Registration

CRD #1191602 · NEW WORLD ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Arthur Robert Oswald is a registered financial advisor based in HINGHAM, Massachusetts, affiliated with NEW WORLD ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

NEW WORLD ADVISORS LLC

AUM

$549M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NEW WORLD ADVISORS LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1191602

Firm CRD# 296798

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Arthur Robert Oswald offer?

Arthur Robert Oswald specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HINGHAM, Massachusetts for a consultation.

What are Arthur Robert Oswald's credentials?

Arthur Robert Oswald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Robert Oswald located?

Arthur Robert Oswald is based in HINGHAM, Massachusetts, working with NEW WORLD ADVISORS LLC. Their office serves clients in the HINGHAM metropolitan area and surrounding communities.

How does Arthur Robert Oswald charge for services?

Arthur Robert Oswald's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW WORLD ADVISORS LLC?

NEW WORLD ADVISORS LLC has approximately 5 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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