Unclaimed Profile

Arthur Robert Oswald

NEW WORLD ADVISORS LLC·HINGHAM, Massachusetts

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 82TOClean record22 years registeredNEW WORLD ADVISORS LLC

350 LINCOLN STREET, HINGHAM, MA 02043CRD# 1191602Firm CRD# 296798

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur Robert Oswald · HINGHAM, MA

Registration

CRD #1191602 · NEW WORLD ADVISORS LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEW WORLD ADVISORS LLC

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Aug 2004 – Feb 2007

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 82TO

Registration record

First registered · August 13, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW WORLD ADVISORS LLC

CRD 296798 · SEC 801-113314

AUM

$549M

Regulatory assets under management

Employees

390 client accounts

Services offered by NEW WORLD ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEW WORLD ADVISORS LLC →

Introduction

Speak with Arthur

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Arthur is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HINGHAM?

Browse all registered financial advisors in HINGHAM, Massachusetts or claim this profile if it's yours.

Browse HINGHAM Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Arthur Robert Oswald offer?

Arthur Robert Oswald specializes in Financial Planning, Investment Management, Wealth Management.

What are Arthur Robert Oswald's credentials?

Arthur Robert Oswald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur Robert Oswald located?

Arthur Robert Oswald is based in HINGHAM, Massachusetts, last registered with NEW WORLD ADVISORS LLC.

How does Arthur Robert Oswald charge for services?

Arthur Robert Oswald's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW WORLD ADVISORS LLC?

NEW WORLD ADVISORS LLC has approximately 5 employees and manages $549M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →