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Alejandro Guzman

SANTANDER SECURITIES LLC·DORCHESTER, Massachusetts
SANTANDER SECURITIES LLC
2 MORRISSEY BOULEVARD, DORCHESTER, MA 02125CRD# 6664358Firm CRD# 41791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alejandro Guzman · DORCHESTER, MA
Registration
CRD #6664358 · SANTANDER SECURITIES LLC
Brand Profile
Not yet started
Disclosure history
11 disclosures on file · See FINRA BrokerCheck for full record
01

About

Alejandro Guzman is a registered financial advisor based in DORCHESTER, Massachusetts, affiliated with SANTANDER SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SANTANDER SECURITIES LLC
SANTANDER SECURITIES
AUM
$2.1B
Regulatory assets under management
Employees
478
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6664358
Firm CRD# 41791
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Alejandro Guzman offer?
Alejandro Guzman specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DORCHESTER, Massachusetts for a consultation.
What are Alejandro Guzman's credentials?
Alejandro Guzman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alejandro Guzman located?
Alejandro Guzman is based in DORCHESTER, Massachusetts, working with SANTANDER SECURITIES LLC. Their office serves clients in the DORCHESTER metropolitan area and surrounding communities.
How does Alejandro Guzman charge for services?
Alejandro Guzman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANTANDER SECURITIES LLC?
SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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