Unclaimed Profile

Richard Sholes Mullen

PALLAS CAPITAL ADVISORS, LLC·BRAINTREE, Massachusetts

Clean recordPALLAS CAPITAL ADVISORS, LLC

45 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184CRD# 2402432Firm CRD# 310327

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Sholes Mullen · BRAINTREE, MA

Registration

CRD #2402432 · PALLAS CAPITAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Sholes Mullen is a registered financial advisor based in BRAINTREE, Massachusetts, affiliated with PALLAS CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

PALLAS CAPITAL ADVISORS, LLC

AUM

$3.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at PALLAS CAPITAL ADVISORS, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2402432

Firm CRD# 310327

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Sholes Mullen offer?

Richard Sholes Mullen specializes in Financial Planning, Investment Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are Richard Sholes Mullen's credentials?

Richard Sholes Mullen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Sholes Mullen located?

Richard Sholes Mullen is based in BRAINTREE, Massachusetts, working with PALLAS CAPITAL ADVISORS, LLC. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does Richard Sholes Mullen charge for services?

Richard Sholes Mullen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PALLAS CAPITAL ADVISORS, LLC?

PALLAS CAPITAL ADVISORS, LLC has approximately 30 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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