Unclaimed Profile

Susana (mnm) Ngan

BAYSTATE WEALTH MANAGEMENT LLC·BOSTON, Massachusetts

SIE, Series 4, Series 7, Series 24, Series 51, Series 53, Series 66CFP CFAClean record16 years registeredBAYSTATE WEALTH MANAGEMENT LLC

200 CLARENDON STREET, BOSTON, MA 02116CRD# 4127655Firm CRD# 151664

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susana (mnm) Ngan · BOSTON, MA

Registration

CRD #4127655 · BAYSTATE WEALTH MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BAYSTATE WEALTH MANAGEMENT LLC

SIGNATOR INVESTORS, INC.

Oct 2016 – Nov 2018

SOUTH BOSTON, MA

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

Sep 2016 – Jan 2021

BOSTON, MA

BAYSTATE WEALTH MANAGEMENT

Feb 2010 – Jul 2016

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 51

Series 53

Series 66

Registration record

First registered · February 11, 2010

Years registered · 16

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAYSTATE WEALTH MANAGEMENT LLC

CRD 151664 · SEC 801-71691

AUM

$1.9B

Regulatory assets under management

Employees

4,733 client accounts

Services offered by BAYSTATE WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BAYSTATE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Susana (mnm) Ngan offer?

Susana (mnm) Ngan specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Susana (mnm) Ngan's credentials?

Susana (mnm) Ngan holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Susana (mnm) Ngan located?

Susana (mnm) Ngan is based in BOSTON, Massachusetts, last registered with BAYSTATE WEALTH MANAGEMENT LLC.

How does Susana (mnm) Ngan charge for services?

Susana (mnm) Ngan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAYSTATE WEALTH MANAGEMENT LLC?

BAYSTATE WEALTH MANAGEMENT LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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