Unclaimed Profile

Michael Alan Yoken

BAYSTATE WEALTH MANAGEMENT LLC·BOSTON, Massachusetts

SIE, Series 7, Series 24, Series 6324 years registeredBAYSTATE WEALTH MANAGEMENT LLC

200 CLARENDON STREET, BOSTON, MA 02116CRD# 2010854Firm CRD# 151664

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Alan Yoken · BOSTON, MA

Registration

CRD #2010854 · BAYSTATE WEALTH MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BAYSTATE WEALTH MANAGEMENT LLC

MML INVESTORS SERVICES, LLC

Mar 2017 – Mar 2023

BOSTON, MA

MSI FINANCIAL SERVICES, INC.

Jan 2015 – Mar 2017

BOSTON, MA

NEW ENGLAND SECURITIES CORPORATION

Jul 2002 – Jan 2015

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · July 2, 2002

Years registered · 24

Disclosure History

2005Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BAYSTATE WEALTH MANAGEMENT LLC

CRD 151664 · SEC 801-71691

AUM

$1.9B

Regulatory assets under management

Employees

4,733 client accounts

Services offered by BAYSTATE WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BAYSTATE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Michael Alan Yoken offer?

Michael Alan Yoken specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Michael Alan Yoken's credentials?

Michael Alan Yoken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Alan Yoken located?

Michael Alan Yoken is based in BOSTON, Massachusetts, last registered with BAYSTATE WEALTH MANAGEMENT LLC.

How does Michael Alan Yoken charge for services?

Michael Alan Yoken's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAYSTATE WEALTH MANAGEMENT LLC?

BAYSTATE WEALTH MANAGEMENT LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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