Unclaimed Profile

Shannon Leigh Saccocia

SVB WEALTH LLC·BOSTON, Massachusetts

SIE, Series 7TO, Series 50, Series 54, Series 63CFAClean record11 years registeredSVB WEALTH LLC

53 STATE STREET, BOSTON, MA 02109CRD# 6477202Firm CRD# 172832

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shannon Leigh Saccocia · BOSTON, MA

Registration

CRD #6477202 · SVB WEALTH LLC · 11 years registered

Brand Profile

Not yet started

Career History

NEUBERGER BERMAN BD LLC

Jul 2023 – present

NEUBERGER BERMAN BD LLC

May 2023 – present

SVB WEALTH

Apr 2015 – May 2023

Boston, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 50

Series 54

Series 63

Registration record

First registered · April 17, 2015

Years registered · 11

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SVB WEALTH LLC

CRD 172832 · SEC 801-80480

AUM

$6.6B

Regulatory assets under management

Employees

231

4,835 client accounts

Services offered by SVB WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SVB WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Shannon Leigh Saccocia offer?

Shannon Leigh Saccocia specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are Shannon Leigh Saccocia's credentials?

Shannon Leigh Saccocia holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Shannon Leigh Saccocia located?

Shannon Leigh Saccocia is based in BOSTON, Massachusetts, working with SVB WEALTH LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does Shannon Leigh Saccocia charge for services?

Shannon Leigh Saccocia's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SVB WEALTH LLC?

SVB WEALTH LLC has approximately 231 employees and manages $6.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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