Unclaimed Profile

Richard Sheridan Jaffe

SVB WEALTH LLC·BOSTON, Massachusetts

SIE, Series 3, Series 5, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65Clean record24 years registeredSVB WEALTH LLC

53 STATE STREET, BOSTON, MA 02109CRD# 1207985Firm CRD# 172832

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Sheridan Jaffe · BOSTON, MA

Registration

CRD #1207985 · SVB WEALTH LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SVB WEALTH LLC

SVB INVESTMENT SERVICES INC.

Sep 2021 – Jul 2022

Conshohocken, PA

SVB WEALTH

Jan 2021 – Oct 2024

Paoli, PA

WELLS FARGO CLEARING SERVICES, LLC

Sep 2016 – Oct 2019

RADNOR, PA

CREDIT SUISSE SECURITIES (USA) LLC

Dec 2007 – Jun 2016

Wayne, PA

CREDIT SUISSE FIRST BOSTON

Jan 2003 – Apr 2004

NEW YORK, NY

DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION

Jul 2002 – Jan 2003

BALA CYNWD, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · July 26, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SVB WEALTH LLC

CRD 172832 · SEC 801-80480

AUM

$6.6B

Regulatory assets under management

Employees

231

4,835 client accounts

Services offered by SVB WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SVB WEALTH LLC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BOSTON?

Browse all registered financial advisors in BOSTON, Massachusetts or claim this profile if it's yours.

Browse BOSTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Sheridan Jaffe offer?

Richard Sheridan Jaffe specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Sheridan Jaffe's credentials?

Richard Sheridan Jaffe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Sheridan Jaffe located?

Richard Sheridan Jaffe is based in BOSTON, Massachusetts, last registered with SVB WEALTH LLC.

How does Richard Sheridan Jaffe charge for services?

Richard Sheridan Jaffe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SVB WEALTH LLC?

SVB WEALTH LLC has approximately 231 employees and manages $6.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →