Unclaimed Profile

Richard Jon Immesberger

TIAA KASPICK, LLC·BOSTON, Massachusetts

SIE, Series 7, Series 24, Series 65, Series 66Clean record22 years registeredTIAA KASPICK, LLC

70 FRANKLIN STREET, BOSTON, MA 02110-1313CRD# 4652144Firm CRD# 104554

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Jon Immesberger · BOSTON, MA

Registration

CRD #4652144 · TIAA KASPICK, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TIAA KASPICK, LLC

BMO HARRIS FINANCIAL ADVISORS, INC

May 2019 – Sep 2019

CHICAGO, IL

UBS FINANCIAL SERVICES INC.

Oct 2011 – Jul 2016

WILMINGTON, DE

CYPRESS CAPITAL MANAGEMENT, LLC

May 2010 – Jan 2011

GREENVILLE, DE

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2003 – Aug 2008

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 65

Series 66

Registration record

First registered · October 7, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TIAA KASPICK, LLC

CRD 104554 · SEC 801-28179

AUM

$8.1B

Regulatory assets under management

Employees

115

6,140 client accounts

Services offered by TIAA KASPICK, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TIAA KASPICK, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Jon Immesberger offer?

Richard Jon Immesberger specializes in Investment Management, Wealth Management.

What are Richard Jon Immesberger's credentials?

Richard Jon Immesberger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Jon Immesberger located?

Richard Jon Immesberger is based in BOSTON, Massachusetts, last registered with TIAA KASPICK, LLC.

How does Richard Jon Immesberger charge for services?

Richard Jon Immesberger's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TIAA KASPICK, LLC?

TIAA KASPICK, LLC has approximately 115 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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