Unclaimed Profile

David Jay Kaufman

FLAGSHIP HARBOR ADVISORS, LLC·BOSTON, Massachusetts

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65CFP ChFCClean record19 years registeredFLAGSHIP HARBOR ADVISORS, LLC

346 COMMERCIAL STREET, BOSTON, MA 02109CRD# 1526940Firm CRD# 155733

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Jay Kaufman · BOSTON, MA

Registration

CRD #1526940 · FLAGSHIP HARBOR ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

FLAGSHIP HARBOR ADVISORS, LLC

Dec 2010 – present

LPL FINANCIAL LLC

Dec 2010 – present

LPL FINANCIAL LLC

Feb 2019 – Mar 2019

BOSTON, MA

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2006 – Dec 2010

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · October 3, 2006

Years registered · 19

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FLAGSHIP HARBOR ADVISORS, LLC

CRD 155733 · SEC 801-71997

AUM

$2.4B

Regulatory assets under management

Employees

12,625 client accounts

Services offered by FLAGSHIP HARBOR ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FLAGSHIP HARBOR ADVISORS, LLC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BOSTON?

Browse all registered financial advisors in BOSTON, Massachusetts or claim this profile if it's yours.

Browse BOSTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Jay Kaufman offer?

David Jay Kaufman specializes in Financial Planning, Investment Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are David Jay Kaufman's credentials?

David Jay Kaufman holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Jay Kaufman located?

David Jay Kaufman is based in BOSTON, Massachusetts, working with FLAGSHIP HARBOR ADVISORS, LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does David Jay Kaufman charge for services?

David Jay Kaufman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FLAGSHIP HARBOR ADVISORS, LLC?

FLAGSHIP HARBOR ADVISORS, LLC has approximately 58 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →