Unclaimed Profile

William John Cox

COX CAPITAL MANAGEMENT LLC·ANDOVER, Massachusetts

Series 7, Series 8, Series 63, Series 65Clean record21 years registeredCOX CAPITAL MANAGEMENT LLC

10 NEW ENGLAND BUSINESS CENTER DRIVE, ANDOVER, MA 01832CRD# 1251735Firm CRD# 117593

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William John Cox · ANDOVER, MA

Registration

CRD #1251735 · COX CAPITAL MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

COX CAPITAL MANAGEMENT LLC

Mar 2005 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · March 22, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COX CAPITAL MANAGEMENT LLC

CRD 117593 · SEC 801-78915

AUM

$304M

Regulatory assets under management

Employees

514 client accounts

Services offered by COX CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COX CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does William John Cox offer?

William John Cox specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ANDOVER, Massachusetts for a consultation.

What are William John Cox's credentials?

William John Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William John Cox located?

William John Cox is based in ANDOVER, Massachusetts, working with COX CAPITAL MANAGEMENT LLC. Their office serves clients in the ANDOVER metropolitan area and surrounding communities.

How does William John Cox charge for services?

William John Cox's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COX CAPITAL MANAGEMENT LLC?

COX CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $304M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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