Unclaimed Profile

Michael Anthony Dempsey

THE FINANCIAL ADVISORS, LLC·ANDOVER, Massachusetts

SIE, Series 6, Series 63, Series 65CFPClean record16 years registeredTHE FINANCIAL ADVISORS, LLC

26 ESSEX STREET, ANDOVER, MA 01810CRD# 5526750Firm CRD# 146680

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anthony Dempsey · ANDOVER, MA

Registration

CRD #5526750 · THE FINANCIAL ADVISORS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

BEACON POINTE ADVISORS, LLC

Feb 2026 – present

THE FINANCIAL ADVISORS, LLC

Nov 2009 – Mar 2026

ANDOVER, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · November 24, 2009

Years registered · 16

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE FINANCIAL ADVISORS, LLC

CRD 146680 · SEC 801-68921

AUM

$981M

Regulatory assets under management

Employees

2,185 client accounts

Services offered by THE FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Anthony Dempsey offer?

Michael Anthony Dempsey specializes in Financial Planning, Investment Management. Contact their office in ANDOVER, Massachusetts for a consultation.

What are Michael Anthony Dempsey's credentials?

Michael Anthony Dempsey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Anthony Dempsey located?

Michael Anthony Dempsey is based in ANDOVER, Massachusetts, working with THE FINANCIAL ADVISORS, LLC. Their office serves clients in the ANDOVER metropolitan area and surrounding communities.

How does Michael Anthony Dempsey charge for services?

Michael Anthony Dempsey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE FINANCIAL ADVISORS, LLC?

THE FINANCIAL ADVISORS, LLC has approximately 13 employees and manages $981M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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