Unclaimed Profile

Jeffrey Brian Vain

WMS PARTNERS, LLC·TOWSON, Maryland

Series 65Clean record16 years registeredWMS PARTNERS, LLC

TOWSON CITY CENTER, TOWSON, MD 21204CRD# 2931034Firm CRD# 109971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Brian Vain · TOWSON, MD

Registration

CRD #2931034 · WMS PARTNERS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WMS PARTNERS, LLC

WMS PARTNERS, LLC

Oct 2009 – Nov 2019

TOWSON, MD

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 26, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WMS PARTNERS, LLC

CRD 109971 · SEC 801-46692

AUM

$5.7B

Regulatory assets under management

Employees

4,434 client accounts

Services offered by WMS PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WMS PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Brian Vain offer?

Jeffrey Brian Vain specializes in Financial Planning, Investment Management, Retirement Planning.

What are Jeffrey Brian Vain's credentials?

Jeffrey Brian Vain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Brian Vain located?

Jeffrey Brian Vain is based in TOWSON, Maryland, last registered with WMS PARTNERS, LLC.

How does Jeffrey Brian Vain charge for services?

Jeffrey Brian Vain's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WMS PARTNERS, LLC?

WMS PARTNERS, LLC has approximately 79 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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