Unclaimed Profile

Chad Joseph Norfolk

WMS PARTNERS, LLC·TOWSON, Maryland

Series 6, Series 7, Series 66Clean record24 years registeredWMS PARTNERS, LLC

1 W. PENNSYLVANIA AVENUE, TOWSON, MD 21204CRD# 3184071Firm CRD# 109971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chad Joseph Norfolk · TOWSON, MD

Registration

CRD #3184071 · WMS PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

HB WEALTH

Jan 2025 – present

WMS PARTNERS, LLC

Jan 2014 – Feb 2025

TOWSON, MD

FAI WEALTH MANAGEMENT

Jul 2006 – Jan 2014

COLUMBIA, MD

GEIER ASSET MANAGEMENT INC

Oct 2001 – Jun 2006

MARRIOTTSVILLE, MD

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 66

Registration record

First registered · October 29, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WMS PARTNERS, LLC

CRD 109971 · SEC 801-46692

AUM

$5.7B

Regulatory assets under management

Employees

4,434 client accounts

Services offered by WMS PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WMS PARTNERS, LLC →

Introduction

Speak with Chad

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Chad is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TOWSON?

Browse all registered financial advisors in TOWSON, Maryland or claim this profile if it's yours.

Browse TOWSON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Chad Joseph Norfolk offer?

Chad Joseph Norfolk specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in TOWSON, Maryland for a consultation.

What are Chad Joseph Norfolk's credentials?

Chad Joseph Norfolk is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chad Joseph Norfolk located?

Chad Joseph Norfolk is based in TOWSON, Maryland, working with WMS PARTNERS, LLC. Their office serves clients in the TOWSON metropolitan area and surrounding communities.

How does Chad Joseph Norfolk charge for services?

Chad Joseph Norfolk's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WMS PARTNERS, LLC?

WMS PARTNERS, LLC has approximately 79 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →