Unclaimed Profile

Thomas Louis Schmidt

TLS ADVISORY SERVICES, INC.·TOWSON, Maryland

SIE, Series 6, Series 7, Series 14, Series 24, Series 27, Series 63, Series 99TOCFPClean record29 years registeredTLS ADVISORY SERVICES, INC.

920 PROVIDENCE ROAD, TOWSON, MD 21286-2977CRD# 1012661Firm CRD# 121747

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Louis Schmidt · TOWSON, MD

Registration

CRD #1012661 · TLS ADVISORY SERVICES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TLS ADVISORY SERVICES, INC.

TLS ADVISORY SERVICES, INC.

Jan 1997 – Jul 2024

TOWSON, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · January 28, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TLS ADVISORY SERVICES, INC.

CRD 121747 · SEC 801-123550

AUM

$155M

Regulatory assets under management

Employees

817 client accounts

Services offered by TLS ADVISORY SERVICES, INC.

Per Form ADV

Other

View all advisors at TLS ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Louis Schmidt offer?

Thomas Louis Schmidt is a registered financial advisor in TOWSON, Maryland.

What are Thomas Louis Schmidt's credentials?

Thomas Louis Schmidt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Louis Schmidt located?

Thomas Louis Schmidt is based in TOWSON, Maryland, last registered with TLS ADVISORY SERVICES, INC..

How does Thomas Louis Schmidt charge for services?

Thomas Louis Schmidt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TLS ADVISORY SERVICES, INC.?

TLS ADVISORY SERVICES, INC. has approximately 3 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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