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Lisa Ann Hergenroeder

HERGENROEDER FINANCIAL ADVISORS, INC.·TIMONIUM, Maryland
SIE, Series 7, Series 63, Series 65CFPChFC25 years registeredHERGENROEDER FINANCIAL ADVISORS, INC.
1954 GREENSPRING DRIVE, TIMONIUM, MD 21093CRD# 2390965Firm CRD# 121278

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lisa Ann Hergenroeder · TIMONIUM, MD
Registration
CRD #2390965 · HERGENROEDER FINANCIAL ADVISORS, INC. · 25 years registered
Brand Profile
Not yet started
01

Career History

HERGENROEDER FINANCIAL ADVISORS, INC.
Feb 2003 – present
LPL FINANCIAL LLC
Jan 2003 – Mar 2016
TOWSON, MD
RSM MCGLADREY, INC.
Jul 2001 – Feb 2003
BALTIMORE, MD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · July 24, 2001
Years registered · 25
Professional designations · CFP, ChFC
03

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HERGENROEDER FINANCIAL ADVISORS, INC.
CRD 121278 · SEC 801-80882
AUM
$248M
Regulatory assets under management
Employees
7
658 client accounts
Services offered by HERGENROEDER FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HERGENROEDER FINANCIAL ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Lisa Ann Hergenroeder offer?
Lisa Ann Hergenroeder specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TIMONIUM, Maryland for a consultation.
What are Lisa Ann Hergenroeder's credentials?
Lisa Ann Hergenroeder holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Lisa Ann Hergenroeder located?
Lisa Ann Hergenroeder is based in TIMONIUM, Maryland, working with HERGENROEDER FINANCIAL ADVISORS, INC.. Their office serves clients in the TIMONIUM metropolitan area and surrounding communities.
How does Lisa Ann Hergenroeder charge for services?
Lisa Ann Hergenroeder's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERGENROEDER FINANCIAL ADVISORS, INC.?
HERGENROEDER FINANCIAL ADVISORS, INC. has approximately 7 employees and manages $248M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HERGENROEDER FINANCIAL ADVISORS, INC.

Rebecca Marie Hergenroeder
TIMONIUM, MD
CFPChFC

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Nearby cities in Maryland
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