Unclaimed Profile

William Christopher Schadty

HARBOR INVESTMENT ADVISORY, LLC·LUTHERVILLE, Maryland

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65Clean record25 years registeredHARBOR INVESTMENT ADVISORY, LLC

2330 W. JOPPA ROAD, LUTHERVILLE, MD 21093CRD# 2857651Firm CRD# 151085

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Christopher Schadty · LUTHERVILLE, MD

Registration

CRD #2857651 · HARBOR INVESTMENT ADVISORY, LLC · 25 years registered

Brand Profile

Not yet started

Career History

HARBOR INVESTMENT ADVISORY, LLC

Feb 2020 – present

MORGAN STANLEY

Jun 2009 – Feb 2020

HUNT VALLEY, MD

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Jun 2009

TOWSON, MD

LEGG MASON WOOD WALKER INC

Dec 2000 – Feb 2006

BELAIR, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · December 1, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBOR INVESTMENT ADVISORY, LLC

CRD 151085 · SEC 801-70893

AUM

$5.2B

Regulatory assets under management

Employees

3,169 client accounts

Services offered by HARBOR INVESTMENT ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARBOR INVESTMENT ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does William Christopher Schadty offer?

William Christopher Schadty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LUTHERVILLE, Maryland for a consultation.

What are William Christopher Schadty's credentials?

William Christopher Schadty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Christopher Schadty located?

William Christopher Schadty is based in LUTHERVILLE, Maryland, working with HARBOR INVESTMENT ADVISORY, LLC. Their office serves clients in the LUTHERVILLE metropolitan area and surrounding communities.

How does William Christopher Schadty charge for services?

William Christopher Schadty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOR INVESTMENT ADVISORY, LLC?

HARBOR INVESTMENT ADVISORY, LLC has approximately 33 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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