Unclaimed Profile

Raymond Patrick Dean

HARBOR INVESTMENT ADVISORY, LLC·LUTHERVILLE, Maryland

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record18 years registeredHARBOR INVESTMENT ADVISORY, LLC

2330 W. JOPPA ROAD, LUTHERVILLE, MD 21093CRD# 2420032Firm CRD# 151085

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raymond Patrick Dean · LUTHERVILLE, MD

Registration

CRD #2420032 · HARBOR INVESTMENT ADVISORY, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARBOR INVESTMENT ADVISORY, LLC

CREDIT SUISSE SECURITIES (USA) LLC

Nov 2007 – Feb 2010

BALTIMORE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · November 19, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBOR INVESTMENT ADVISORY, LLC

CRD 151085 · SEC 801-70893

AUM

$5.2B

Regulatory assets under management

Employees

3,169 client accounts

Services offered by HARBOR INVESTMENT ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARBOR INVESTMENT ADVISORY, LLC →

Introduction

Speak with Raymond Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Raymond Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LUTHERVILLE?

Browse all registered financial advisors in LUTHERVILLE, Maryland or claim this profile if it's yours.

Browse LUTHERVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Raymond Patrick Dean offer?

Raymond Patrick Dean specializes in Financial Planning, Investment Management, Wealth Management.

What are Raymond Patrick Dean's credentials?

Raymond Patrick Dean is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raymond Patrick Dean located?

Raymond Patrick Dean is based in LUTHERVILLE, Maryland, last registered with HARBOR INVESTMENT ADVISORY, LLC.

How does Raymond Patrick Dean charge for services?

Raymond Patrick Dean's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOR INVESTMENT ADVISORY, LLC?

HARBOR INVESTMENT ADVISORY, LLC has approximately 33 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →