Unclaimed Profile

William Irvin Kissinger

KISSINGER FINANCIAL SERVICES, LLC·HUNT VALLEY, Maryland

SIE, Series 7, Series 24, Series 31, Series 63CFP24 years registeredKISSINGER FINANCIAL SERVICES, LLC

10155 YORK ROAD, HUNT VALLEY, MD 21030CRD# 1057368Firm CRD# 284871

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Irvin Kissinger · HUNT VALLEY, MD

Registration

CRD #1057368 · KISSINGER FINANCIAL SERVICES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KISSINGER FINANCIAL SERVICES, LLC

RBC CAPITAL MARKETS, LLC

Sep 2017 – Dec 2020

HUNT VALLEY, MD

SANDERS MORRIS HARRIS LLC

Jun 2006 – Mar 2018

HUNT VALLEY, MD

SMH CAPITAL ADVISORS, INC.

Oct 2001 – Dec 2006

HUNT VALLEY, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Registration record

First registered · October 5, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2007Customer Dispute·Settled

2004Customer Dispute·Settled

2003Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KISSINGER FINANCIAL SERVICES, LLC

CRD 284871 · SEC 801-108268

AUM

$262M

Regulatory assets under management

Employees

2,150 client accounts

Services offered by KISSINGER FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KISSINGER FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does William Irvin Kissinger offer?

William Irvin Kissinger specializes in Financial Planning, Investment Management.

What are William Irvin Kissinger's credentials?

William Irvin Kissinger holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Irvin Kissinger located?

William Irvin Kissinger is based in HUNT VALLEY, Maryland, last registered with KISSINGER FINANCIAL SERVICES, LLC.

How does William Irvin Kissinger charge for services?

William Irvin Kissinger's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KISSINGER FINANCIAL SERVICES, LLC?

KISSINGER FINANCIAL SERVICES, LLC has approximately 14 employees and manages $262M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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