Unclaimed Profile

Thomas Joseph Graham

SUMMIT INVESTMENT ADVISORS, INC.·HUNT VALLEY, Maryland

SIE, Series 1, Series 7, Series 24, Series 63, Series 65, Series 66ChFC22 years registeredSUMMIT INVESTMENT ADVISORS, INC.

11350 MCCORMICK ROAD, HUNT VALLEY, MD 21031CRD# 716766Firm CRD# 281050

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Graham · HUNT VALLEY, MD

Registration

CRD #716766 · SUMMIT INVESTMENT ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUMMIT INVESTMENT ADVISORS, INC.

LPL FINANCIAL LLC

Feb 2017 – Dec 2023

HUNT VALLEY, MD

LPL FINANCIAL LLC

Dec 2016 – Dec 2016

HUNT VALLEY, MD

SUMMIT FINANCIAL

May 2016 – Aug 2023

HUNT VALLEY, MD

LPL FINANCIAL LLC

Jun 2004 – Nov 2016

HUNT VALLEY, MD

WS GRIFFITH SECURITIES, INC.

Dec 2003 – Jun 2004

TIMONIUM, MD

AXA ADVISORS, LLC

Oct 2003 – Nov 2003

COLUMBIA, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · October 28, 2003

Years registered · 22

Professional designation · ChFC

Disclosure History

1999Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUMMIT INVESTMENT ADVISORS, INC.

CRD 281050 · SEC 801-120644

AUM

$197M

Regulatory assets under management

Employees

519 client accounts

Services offered by SUMMIT INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Joseph Graham offer?

Thomas Joseph Graham specializes in Financial Planning, Investment Management.

What are Thomas Joseph Graham's credentials?

Thomas Joseph Graham holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Joseph Graham located?

Thomas Joseph Graham is based in HUNT VALLEY, Maryland, last registered with SUMMIT INVESTMENT ADVISORS, INC..

How does Thomas Joseph Graham charge for services?

Thomas Joseph Graham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT INVESTMENT ADVISORS, INC.?

SUMMIT INVESTMENT ADVISORS, INC. has approximately 9 employees and manages $197M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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