Unclaimed Profile

Brian John Grumbach

VERDENCE CAPITAL ADVISORS, LLC·HUNT VALLEY, Maryland

SIE, Series 7, Series 31, Series 66CFP23 years registeredVERDENCE CAPITAL ADVISORS, LLC

50 SCHILLING ROAD, HUNT VALLEY, MD 21031CRD# 2834637Firm CRD# 288512

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian John Grumbach · HUNT VALLEY, MD

Registration

CRD #2834637 · VERDENCE CAPITAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

VERDENCE CAPITAL ADVISORS, LLC

Jun 2017 – present

HIGHTOWER ADVISORS, LLC

Feb 2012 – Jun 2017

HUNT VALLEY, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2002 – Feb 2012

HUNT VALLEY, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · October 28, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

2021Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VERDENCE CAPITAL ADVISORS, LLC

CRD 288512 · SEC 801-110722

AUM

$3.3B

Regulatory assets under management

Employees

6,146 client accounts

Services offered by VERDENCE CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VERDENCE CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Brian John Grumbach offer?

Brian John Grumbach specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HUNT VALLEY, Maryland for a consultation.

What are Brian John Grumbach's credentials?

Brian John Grumbach holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian John Grumbach located?

Brian John Grumbach is based in HUNT VALLEY, Maryland, working with VERDENCE CAPITAL ADVISORS, LLC. Their office serves clients in the HUNT VALLEY metropolitan area and surrounding communities.

How does Brian John Grumbach charge for services?

Brian John Grumbach's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VERDENCE CAPITAL ADVISORS, LLC?

VERDENCE CAPITAL ADVISORS, LLC has approximately 47 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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