Unclaimed Profile

Charles Stephen Holt

VERDENCE CAPITAL ADVISORS, LLC·HUNT VALLEY, Maryland

SIE, Series 7, Series 63, Series 6532 years registeredVERDENCE CAPITAL ADVISORS, LLC

50 SCHILLING ROAD, HUNT VALLEY, MD 21031CRD# 1943440Firm CRD# 288512

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Stephen Holt · HUNT VALLEY, MD

Registration

CRD #1943440 · VERDENCE CAPITAL ADVISORS, LLC · 32 years registered

Brand Profile

Not yet started

Career History

VERDENCE CAPITAL ADVISORS, LLC

Jun 2017 – present

HIGHTOWER ADVISORS, LLC

Mar 2012 – Jun 2017

RESTON, VA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 1994 – Mar 2012

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · June 23, 1994

Years registered · 32

Disclosure History

2021Customer Dispute·Settled

2020Customer Dispute·Settled

1995Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VERDENCE CAPITAL ADVISORS, LLC

CRD 288512 · SEC 801-110722

AUM

$3.3B

Regulatory assets under management

Employees

6,146 client accounts

Services offered by VERDENCE CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VERDENCE CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Stephen Holt offer?

Charles Stephen Holt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HUNT VALLEY, Maryland for a consultation.

What are Charles Stephen Holt's credentials?

Charles Stephen Holt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Stephen Holt located?

Charles Stephen Holt is based in HUNT VALLEY, Maryland, working with VERDENCE CAPITAL ADVISORS, LLC. Their office serves clients in the HUNT VALLEY metropolitan area and surrounding communities.

How does Charles Stephen Holt charge for services?

Charles Stephen Holt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VERDENCE CAPITAL ADVISORS, LLC?

VERDENCE CAPITAL ADVISORS, LLC has approximately 47 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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