Unclaimed Profile

Katie Anne Brown

ADE, LLC·BALTIMORE, Maryland

SIE, Series 7, Series 24, Series 66Clean record11 years registeredADE, LLC

1500 SULGRAVE AVE, BALTIMORE, MD 21209CRD# 6158775Firm CRD# 168345

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katie Anne Brown · BALTIMORE, MD

Registration

CRD #6158775 · ADE, LLC · 11 years registered

Brand Profile

Not yet started

Career History

ARMSTRONG DIXON

Jul 2015 – present

LPL FINANCIAL LLC

Apr 2015 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · April 22, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADE, LLC

CRD 168345 · SEC 801-106631

AUM

$312M

Regulatory assets under management

Employees

876 client accounts

Services offered by ADE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADE, LLC →

Introduction

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Frequently Asked Questions

What services does Katie Anne Brown offer?

Katie Anne Brown specializes in Financial Planning, Investment Management. Contact their office in BALTIMORE, Maryland for a consultation.

What are Katie Anne Brown's credentials?

Katie Anne Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katie Anne Brown located?

Katie Anne Brown is based in BALTIMORE, Maryland, working with ADE, LLC. Their office serves clients in the BALTIMORE metropolitan area and surrounding communities.

How does Katie Anne Brown charge for services?

Katie Anne Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADE, LLC?

ADE, LLC has approximately 6 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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