Unclaimed Profile

Roy Glen Dixon

ADE, LLC·BALTIMORE, Maryland

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65CFPClean record26 years registeredADE, LLC

1500 SULGRAVE AVE, BALTIMORE, MD 21209CRD# 1512146Firm CRD# 168345

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roy Glen Dixon · BALTIMORE, MD

Registration

CRD #1512146 · ADE, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADE, LLC

ARMSTRONG DIXON

Aug 2013 – Dec 2020

BALTIMORE, MD

PLANNING SOLUTIONS GROUP, LLC

Nov 2010 – Aug 2013

FULTON, MD

LINCOLN FINANCIAL ADVISORS CORPORATION

Sep 1999 – Nov 2010

MAPLE LAWN, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · September 1, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADE, LLC

CRD 168345 · SEC 801-106631

AUM

$312M

Regulatory assets under management

Employees

876 client accounts

Services offered by ADE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADE, LLC →

Introduction

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Frequently Asked Questions

What services does Roy Glen Dixon offer?

Roy Glen Dixon specializes in Financial Planning, Investment Management.

What are Roy Glen Dixon's credentials?

Roy Glen Dixon holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Roy Glen Dixon located?

Roy Glen Dixon is based in BALTIMORE, Maryland, last registered with ADE, LLC.

How does Roy Glen Dixon charge for services?

Roy Glen Dixon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADE, LLC?

ADE, LLC has approximately 6 employees and manages $312M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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