Unclaimed Profile

Joshua Maly

MDRN CAPITAL, LLC·ANNAPOLIS, Maryland

SIE, Series 7, Series 9, Series 10, Series 24, Series 6616 years registeredMDRN CAPITAL, LLC

1997 ANNAPOLIS EXCHANGE PARKWAY, ANNAPOLIS, MD 21401CRD# 4310382Firm CRD# 325950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua Maly · ANNAPOLIS, MD

Registration

CRD #4310382 · MDRN CAPITAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

MDRN CAPITAL

Mar 2024 – present

SAVANT WEALTH MANAGEMENT

Aug 2023 – Jan 2024

ROCKFORD, IL

GOLDEN RESERVE RIA, LLC

Feb 2021 – Jul 2023

DUBLIN, OH

THRIVENT INVESTMENT MANAGEMENT INC.

May 2020 – Jan 2021

PLYMOUTH, MI

LPL FINANCIAL LLC

Sep 2019 – Apr 2020

WATERFORD, MI

FIFTH THIRD SECURITIES, INC.

Dec 2018 – Sep 2019

MARINE CITY, MI

EDWARD JONES

Apr 2018 – Dec 2018

ROCHESTER HILLS, MI

FINANCIAL ENGINES ADVISORS L.L.C.

Nov 2016 – Feb 2018

NORTHVILLE, MI

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jul 2015 – Nov 2016

NORTHVILLE, MI

THE MUTUAL FUND STORE

Jun 2010 – Sep 2015

NORTHVILLE, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 66

Registration record

First registered · June 18, 2010

Years registered · 16

Disclosure History

2022Financial·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

MDRN CAPITAL, LLC

CRD 325950 · SEC 801-130784

AUM

$102M

Regulatory assets under management

Employees

596 client accounts

Services offered by MDRN CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MDRN CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Joshua Maly offer?

Joshua Maly specializes in Financial Planning, Investment Management. Contact their office in ANNAPOLIS, Maryland for a consultation.

What are Joshua Maly's credentials?

Joshua Maly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua Maly located?

Joshua Maly is based in ANNAPOLIS, Maryland, working with MDRN CAPITAL, LLC. Their office serves clients in the ANNAPOLIS metropolitan area and surrounding communities.

How does Joshua Maly charge for services?

Joshua Maly's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MDRN CAPITAL, LLC?

MDRN CAPITAL, LLC has approximately 13 employees and manages $102M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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