Unclaimed Profile

Ann M. Covington

COVINGTONALSINA, LLC·ANNAPOLIS, Maryland

SIE, Series 6, Series 7, Series 63, Series 65CFPClean record19 years registeredCOVINGTONALSINA, LLC

67 WEST STREET, ANNAPOLIS, MD 21401CRD# 4723049Firm CRD# 326810

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann M. Covington · ANNAPOLIS, MD

Registration

CRD #4723049 · COVINGTONALSINA, LLC · 19 years registered

Brand Profile

Not yet started

Career History

COVINGTONALSINA

Jun 2023 – present

LPL FINANCIAL LLC

Feb 2018 – Dec 2018

ANNAPOLIS, MD

GREAT VALLEY ADVISOR GROUP, INC.

May 2016 – Jun 2023

Annapolis, MD

LPL FINANCIAL LLC

Jul 2012 – Dec 2016

ANNAPOLIS, MD

LINCOLN FINANCIAL SECURITIES CORPORATION

Jan 2007 – Jul 2012

ANNAPOLIS, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 16, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COVINGTONALSINA, LLC

CRD 326810 · SEC 801-128186

AUM

$149M

Regulatory assets under management

Employees

948 client accounts

Services offered by COVINGTONALSINA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COVINGTONALSINA, LLC →

Introduction

Speak with Ann

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ann is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ANNAPOLIS?

Browse all registered financial advisors in ANNAPOLIS, Maryland or claim this profile if it's yours.

Browse ANNAPOLIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ann M. Covington offer?

Ann M. Covington specializes in Financial Planning, Investment Management. Contact their office in ANNAPOLIS, Maryland for a consultation.

What are Ann M. Covington's credentials?

Ann M. Covington holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ann M. Covington located?

Ann M. Covington is based in ANNAPOLIS, Maryland, working with COVINGTONALSINA, LLC. Their office serves clients in the ANNAPOLIS metropolitan area and surrounding communities.

How does Ann M. Covington charge for services?

Ann M. Covington's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COVINGTONALSINA, LLC?

COVINGTONALSINA, LLC has approximately 4 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →